NK
NK

Nicholas Key

11 Years of Experience
Carmel, IN
BrokerSells Insurance

Nicholas Key is a registered investment advisor at Cetera Investment Advisers LLC, based in Carmel, IN, with 11 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

10435 Commerce Drive Suite 140, Carmel, IN, 46032

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Nicholas sells life, health, annuities, and long-term care insurance as an insurance agent, dedicating a few hours per week. He is also a co-owner/financial professional at FSA Advisors, LLC, an advisory representative at AdvisorNet Financial Inc, and an owner/financial professional at Apex Wealth Services LLC, spending about a quarter of his time at each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Advisornet Wealth Partners
July 2016 - Present · 9 yrs 10 mos
Cetera Wealth Services, LLCBroker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2015 - June 2023 · 8 yrs 2 mos
State Registrations24 states
ALAZCACOFLGAHIILINLAMIMONCNENHNMOHOKSCTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.