AS
AS

Andrew Sorum

12 Years of Experience
Pelican Rapids, MN
Broker

Andrew Sorum is a registered investment advisor at Cetera Investment Advisers LLC, based in Pelican Rapids, MN, with 12 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

1001 South Broadway, Pelican Rapids, MN, 56572

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Andrew prepares income taxes for family members, is a business and ag lender and notary at Minnesota National Bank. He also participates in several non-profit and community organizations, including the Rotary Club, Economic Development Corporation, United Way, and the Pelican Rapids School Board, dedicating minimal time to each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2014 - Present · 12 yrs 1 mo
Cetera Investment Services LLCBroker
March 2014 - Present · 12 yrs 2 mos
State Registrations4 states
AZFLMNND
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.