Jonathan Brooks is a registered investment advisor, based in Wichita Falls, TX, with 11 years of industry experience.
Location
2629 Plaza Parkway, Suite #A2, Wichita Falls, TX, 76308
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jonathan is an employee of Brooks Financial Services, dedicating full-time hours. He also owns rental real estate property since 2023, spending minimal time on it.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
June 2020 - November 2020 · 5 mos
First Allied Securities, INC.Broker
July 2014 - September 2022 · 8 yrs 2 mos
State Registrations1 state
TX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.