Brian Ellerman is a registered investment advisor, based in Gulfport, MS, with 11 years of industry experience.
Location
2510 14th Street-One Hancock Plaza, Gulfport, MS, 39501
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian coaches softball and t-ball for Diamond Girls and Cubs. This activity takes a few hours per week.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.Broker
June 2016 - August 2022 · 6 yrs 2 mos
Hancock Whitney Investment Services INC.
June 2016 - August 2022 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2015 - June 2016 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2015 - June 2016 · 1 yr 3 mos
Hancock Investment Services, INC.Broker
August 2014 - February 2015 · 6 mos
State Registrations14 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.