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Ernesto Mendoza

11 Years of Experience
El Paso, TX
1 DisclosureBrokerSells Insurance

Ernesto Mendoza is a registered investment advisor at Blackridge Asset Management, LLC, based in El Paso, TX, with 11 years of industry experience. Ernesto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 687 clients with $200M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
Number of Clients
687 clients
Average Client Portfolio
$287K average
Assets Under Management
$196.8M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)

Blackridge Asset Management's advisors are compensated for their services by charging an advisory fee, or a combination of an advisory fee and a promotion fee, based on a percentage of the value of the assets they manage in your account, subject to a stated maximum. The actual fee is disclosed before you sign the management agreement. The advisory fee is shared between the advisor and Blackridge Asset Management. Fees are deducted from the account in advance, on a quarterly basis, based on an average daily balance from the previous quarter.

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Location

6006 North Mesa, Suite 901, El Paso, TX, 79912

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
May 2017
Other Business ActivitiesSells Insurance

Ernesto is an independent contractor selling health insurance through American Insurance Services, dedicating a few hours per week. He is also an IAR with Blackridge Asset Management and a retailer of new and used watches online, spending about 10-20% of his time on the latter.

Employment History
Current Registrations
Blackridge Asset Management, LLC
October 2018 - Present · 7 yrs 9 mos
Peak Brokerage Services, LLC
October 2018 - Present · 7 yrs 9 mos
Peak Brokerage Services, LLCBroker
October 2018 - Present · 7 yrs 9 mos
Previous Registrations
Securities America Advisors, INC.
March 2017 - October 2018 · 1 yr 7 mos
Securities America, INC.Broker
March 2017 - October 2018 · 1 yr 7 mos
Edward Jones
May 2014 - March 2017 · 2 yrs 10 mos
Edward JonesBroker
March 2014 - March 2017 · 3 yrs
State Registrations3 states
NMNVTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ernesto Mendoza - Financial Advisor | TrueAdvisor