Gang Lu is a registered investment advisor, based in Cincinnati, OH, with 12 years of industry experience. Gang is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Cincinnati, OH
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gang sells insurance and non-insurance products for Transamerica Financial Advisors, Inc. affiliated companies, doing business as Wealthwave. Gang also owns Omniwealth LLC, created for tax purposes, dedicating about a quarter of his time to it.
Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
Consolidated Portfolio Review CORP
Previous Registrations
Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Gerald Yox, CFPMcf Advisors, LLC
- Andrew Kucia, CFPJohnson Investment Counsel, INC.
- Joseph Hack, CFPMai Capital Management, LLC
- Nicholas Otto, CFP, ChFCMML Investors Services, LLC
- David Yeazell, CFPOctavia Wealth Advisors LLC
- Jacob Rieger, CFPVaultis Private Wealth LTD