Michael Parsley is a registered investment advisor, based in San Antonio, TX, with 9 years of industry experience.
Location
111 West Houston Street, San Antonio, TX, 78205
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Frost Brokerage Services, INC.Broker
December 2023 - Present · 2 yrs 5 mos
Frost Investment Services
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2017 - November 2023 · 6 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
May 2017 - November 2023 · 6 yrs 6 mos
Bok Financial Securities, INC.Broker
September 2016 - March 2017 · 6 mos
Wells Fargo Advisors, LLCBroker
April 2014 - November 2014 · 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.