Sarah Kozlowski
Sarah Kozlowski is a registered investment advisor at Independent Advisor Alliance, LLC, based in Salisbury, NC, with 11 years of industry experience. Sarah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.
Location
145 E. Council Street, Salisbury, NC, 28144
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Sarah operates Straight Arrow Financial Group as a DBA for LPL and IAA business since 2017. She also provides investment advisory services through Independent Advisor Alliance, spending nearly full-time on this activity.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
LPL Financial LLCBroker
Previous Registrations
Independent Advisor Alliance, LLC
Waddell & ReedBroker
Waddell & Reed
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
BMO Harris Financial Advisors, INC
BMO Harris Financial Advisors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.