EP
CFP
EP
CFP

Ellis Neilson Pfahl

6 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
35 advisors
Number of Clients
3,136 clients
Average Client Portfolio
$767K average
Assets Under Management
$2.4B

Fee Structure

Financial Planning:Investment management only
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Location

33 Lyman St, Suite 301, Westborough, MA, 01581

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ellis is an employee of McGrath Insurance Brokerage Inc. selling insurance, and also sells life, health, disability, fixed annuities, and long-term care insurance. He dedicates a few hours per week to these activities, and also works as an investment adviser for McGrath Advisors Inc. and The Patriot Financial Group LLC, spending about a quarter of his time on each.

Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
December 2022 - Present · 3 yrs 2 mos
The Patriot Financial Group, LLC
July 2020 - Present · 5 yrs 7 mos
Previous Registrations
Securities America, INC.Broker
October 2019 - December 2022 · 3 yrs 2 mos
Cambridge Investment Research, INC.Broker
September 2019 - November 2019 · 2 mos
State Registrations4 states
CAMANHWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.