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JD
CFP
JD
CFP

Joshua Dean

Ameriprise Financial Services, LLC
12 Years of Experience
Waynesboro, VA
Broker
View SEC Summary
View SEC Summary

Joshua Dean is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Waynesboro, VA, with 12 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

42 Stoneridge Dr, Ste 102, Waynesboro, VA, 22980

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joshua is a shareholder of PFK Enterprises LLC, doing business as Koogler Financial Group, his team name with Ameriprise Financial. He manages the Ameriprise business, dedicating about a third of his time to this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2017 - Present · 8 yrs 11 mos
Ameriprise Financial Services, LLC
November 2017 - Present · 8 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Stratos Wealth Partners, LTD
April 2015 - February 2018 · 2 yrs 10 mos
LPL Financial LLCBroker
August 2014 - December 2017 · 3 yrs 4 mos
State Registrations26 states
ALAZCACOCTDCDEFLGAILKSLAMAMDMONCNMNYORPASCTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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