Lynn Haefs is a registered investment advisor, based in Fond du Lac, WI, with 11 years of industry experience.
Location
249 N Country Lane Suite 201, Fond du Lac, WI, 54935
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lynn has a 10% ownership in Ledgevest Financial LFV, LLC, dedicating full-time hours to this investment-related activity. Lynn also works as a Notary Public, spending minimal time notarizing documents.
Employment History
Current Registrations
Cetera Advisors LLCBroker
December 2025 - Present · 7 mos
Cetera Investment Advisers LLC
December 2025 - Present · 7 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2019 - December 2025 · 6 yrs 1 mo
Wells Fargo Advisors
November 2019 - December 2025 · 6 yrs 1 mo
Wells Fargo Clearing Services, LLC
July 2014 - November 2019 · 5 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
April 2014 - November 2019 · 5 yrs 7 mos
State Registrations1 state
WI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.