SC
SC
Sapphira Chow
11 Years of Experience
City of Industry, CA
1 DisclosureBroker
Sapphira Chow is a registered investment advisor at Cetera Investment Advisers LLC, based in City of Industry, CA, with 11 years of industry experience. Sapphira operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
17851-A1 Colima ROAD, City of Industry, CA, 91748
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2022Settled
Other Business Activities
Sapphira is the owner of a living trust, a landlord who rents out properties, and occasionally sells household items online. She also owns 50% of Pan's Home LLC and is a 100% owner and real estate agent.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Services LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2021 - June 2023 · 2 yrs
Cetera Investment Services LLCBroker
March 2021 - June 2023 · 2 yrs 3 mos
J.P. Morgan Securities LLCBroker
April 2014 - March 2021 · 6 yrs 11 mos
State Registrations2 states
CAOR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.