AJ
AJ

Andrew Johnson

3 Years of Experience
Raleigh, NC
Broker

Andrew Johnson is a registered investment advisor at Cetera Investment Advisers LLC, based in Raleigh, NC, with 3 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2840 Plaza Place Suite 111, Raleigh, NC, 27612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Andrew works as a financial advisor for Virginia Asset Management, starting in May 2024. This takes nearly full-time hours, with most of the time spent during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2024 - Present · 1 yr 8 mos
Cetera Wealth Services, LLC
July 2024 - Present · 1 yr 10 mos
Cetera Wealth Services, LLCBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
John Hancock Distributors LLCBroker
April 2014 - February 2016 · 1 yr 10 mos
State Registrations5 states
GANCOHSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.