Michael Simon is a registered investment advisor, based in Holiday, FL, with 10 years of industry experience.
Location
Holiday, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
T. Rowe Price Advisory Services, INC.
August 2022 - Present · 3 yrs 9 mos
T. Rowe Price Investment Services, INC.Broker
August 2022 - Present · 3 yrs 9 mos
T. Rowe Price Investment Services, INC.
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
May 2019 - August 2022 · 3 yrs 3 mos
Raymond James Financial Services, INC.Broker
May 2019 - August 2022 · 3 yrs 3 mos
Morgan Stanley
August 2018 - April 2019 · 8 mos
Morgan StanleyBroker
August 2018 - April 2019 · 8 mos
T. Rowe Price Advisory Services, INC.
August 2015 - July 2018 · 2 yrs 11 mos
T. Rowe Price Investment Services, INC.Broker
June 2015 - July 2018 · 3 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.