TP
TP

Thomas Papadopoulos

10 Years of Experience
Irvine, CA
Broker

Thomas Papadopoulos is a registered investment advisor at Stratos Wealth Partners, LTD, based in Irvine, CA, with 10 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 4 more. Their firm serves 21,699 clients with $14B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
376 advisors
Number of Clients
21,699 clients
Average Client Portfolio
$667K average
Assets Under Management
$14.5B

Fee Structure

Minimum Investment:$10K

Stratos Wealth Partners (SWP) offers investment management through Strategic Wealth Management (SWM) accounts and other advisor-managed, non-wrap accounts.

With SWM and other advisor-managed, non-wrap accounts, you'll pay an advisory fee to SWP, plus transaction charges for each trade. The maximum annual advisory fee is 2.0% of the assets managed. In limited cases, SWP may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 2.0% of the assets under management.

A minimum account value of $10,000 is required for SWM and other advisor-managed, non-wrap accounts; however, in certain instances, the minimum account size may be lower.

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Location

32 Executive Park, Suite 130, Irvine, CA, 92614

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas operates Basdakis Wealth Management Group Inc. as a DBA for his LPL business and provides administrative support to Stratos Wealth Partners, LTD, an independent investment advisor firm. He also has Papadopoulos Incorporated for tax/investment purposes only, dedicating minimal time to it.

Employment History
Current Registrations
Stratos Wealth Partners, LTD
August 2022 - Present · 3 yrs 11 mos
LPL Financial LLCBroker
December 2018 - Present · 7 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
August 2015 - November 2018 · 3 yrs 3 mos
State Registrations9 states
AZCACOCTHIMANHTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Papadopoulos - Financial Advisor | TrueAdvisor