Marquis Hammett
Marquis Hammett is a CFP-designated registered investment advisor at Legacy Capital, based in The Woodlands, TX, with 11 years of industry experience. Marquis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 235 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Legacy Capital Wealth Management charges an annual fee based on the value of your portfolio. The maximum annual fee is 1.50%. This fee covers both investment management and financial planning services. The fee is charged quarterly, in advance.
Location
1725 Hughes Landing Blvd.,, Suite 860, The Woodlands, TX, 77380
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Marquis is an independent insurance agent with PKS Financial, providing life insurance, long-term care, and annuity products, dedicating minimal time to this. He is also a financial advisor with Legacy Capital Wealth Management LLC, spending full-time hours providing investment advice, and a sole proprietor providing tax services for Legacy Capital Tax Services, PLLC, spending about a quarter of his time.
Employment History
Current Registrations
Legacy Capital
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Main Street Financial Solutions, LLC
Main Street Financial Solutions, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
AXA Advisors, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.