Julia Sinclair is a registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
November 2020 - Present · 5 yrs 6 mos
Morgan Stanley
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2018 - August 2020 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2018 - August 2020 · 2 yrs 5 mos
National Planning Corporation ("npc of America" in Fl & Ny)
January 2017 - January 2018 · 1 yr
National Planning CorporationBroker
January 2017 - January 2018 · 1 yr
Plj Advisors
July 2016 - December 2016 · 5 mos
Seia
June 2014 - June 2016 · 2 yrs
Signator Investors, INC.Broker
April 2014 - June 2016 · 2 yrs 2 mos
State Registrations31 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.