Yoko Lawing
Yoko Lawing is a registered investment advisor at LPL Financial LLC, based in North Platte, NE, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
104 East 5th St, North Platte, NE, 69101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Yoko is involved in several outside business activities, including Zen Wealth Strategies, Mugen Unlimited LLC (retail health and beauty products), Kemper Health (non-variable insurance), North Platte CONNECT (community group), Champion Health Inc (W-2 employment), cultural presentation, and American Shizuki Corporation (interpreter/translator). She dedicates a few hours per week to Zen Wealth Strategies and about 10-20% of her time to Kemper Health, and about a quarter of her time to Champion Health Inc.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Edward Jones
Edward JonesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.