Thomas Jones
Thomas Jones is a registered investment advisor at LPL Financial LLC, based in Cherry Hill, NJ, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Cherry Hill, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas operates Harbour Master Diversified Financial Services as a DBA for his LPL business, dedicating a few hours per week. He also handles non-variable insurance under the same DBA. Thomas spends nearly full-time on Jones Wealth Management, another DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.
Investment Advisors Asset Management, LLC
Osaic Wealth, INC.Broker
State Registrations14 states
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