Michael Duffy is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
233 South Wacker Drive, Suite 8600, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2021 - Present · 5 yrs 2 mos
Morgan StanleyBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLC
April 2019 - March 2021 · 1 yr 11 mos
J.P. Morgan Securities LLCBroker
March 2019 - March 2021 · 2 yrs
Bpu Investment Management INC.Broker
April 2017 - December 2018 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2016 - January 2017 · 4 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.