Katherine Preston
Katherine Preston is a registered investment advisor at Western Wealth Management LLC, based in Basalt, CO, with 11 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 8,964 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WWM offers Comprehensive Portfolio Management where the maximum annual fee is 3.0% of the assets managed. Alternatively, a flat fee, not to exceed 2.5% of assets under management or a negotiated flat rate may be applied in certain circumstances. Fees are negotiable. WWM also offers LPL Financial Sponsored Advisory Programs with maximum fees ranging from 1.4% to 3.0%.
Location
211 Midland Ave, Ste 202, Basalt, CO, 81621
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Regulatory History (1)
Customer Dispute
February 2017Other Business ActivitiesSells Insurance
Katherine operates under Aspen Wealth Management as a DBA for her LPL business and provides investment advisory services through GPS Wealth Strategies Group, LLC, dedicating about half of her time to each. She also engages in real estate rental, sells non-variable insurance through Highland Capital Brokerage for a few hours per week, and manages Roaring Fork International Wealth Management LLC for tax/investment purposes, spending about a quarter of her time on it.
Employment History
Current Registrations
Western Wealth Management LLC
LPL Financial LLCBroker
Previous Registrations
Gps Wealth Strategies Group, LLC
Edward Jones
Edward JonesBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.