RM
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Ryan Mulligan

11 Years of Experience
Sherrills Ford, NC
Broker

Ryan Mulligan is a registered investment advisor at MML Investors Services, LLC, based in Sherrills Ford, NC, with 11 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

Sherrills Ford, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
MML Investors Services, LLC
January 2025 - Present · 1 yr 4 mos
MML Investors Services, LLC
January 2025 - Present · 1 yr 4 mos
MML Investors Services, LLCBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Independent Financial Partners
October 2024 - January 2025 · 3 mos
Ifp Securities, LLCBroker
October 2024 - January 2025 · 3 mos
LPL Financial LLC
September 2018 - October 2024 · 6 yrs 1 mo
LPL Financial LLCBroker
September 2018 - October 2024 · 6 yrs 1 mo
MML Investors Services, LLCBroker
November 2017 - August 2018 · 9 mos
Barings Securities LLCBroker
October 2016 - September 2017 · 11 mos
MML Investors Services, LLC
February 2016 - October 2016 · 8 mos
MML Investors Services, LLCBroker
October 2015 - October 2016 · 1 yr
MML Investors Services, LLCBroker
May 2014 - July 2015 · 1 yr 2 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.