Anthony Nardi is a CFP-designated registered investment advisor, based in Rye Brook, NY, with 12 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold.
Location
800 Westchester Ave, #313, Rye Brook, NY, 10573
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony sells fixed annuities and life insurance, dedicating minimal time to this activity. He states that this outside business activity must be completed through FIG.
Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
Kingswood Wealth Advisors, LLC
Previous Registrations
Benchmark Investments, LLCBroker
Benchmark Advisory Services, LLC
LPL Financial LLC
Financial Resources Group Investment Services, LLCBroker
LPL Financial LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
National Securities CorporationBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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