AN
CFP
AN
CFP

Anthony Albert Nardi

11 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningCharitable GivingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
111 advisors
Number of Clients
9,250 clients
Average Client Portfolio
$267K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$100K
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Location

11440 W. Bernardo Court, Suite 300, San Diego, CA, 92127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Anthony sells fixed annuities and life insurance, dedicating minimal time to this activity. He states that this outside business activity must be completed through FIG.

Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
May 2023 - Present · 2 yrs 9 mos
Kingswood Wealth Advisors, LLC
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Benchmark Investments, LLCBroker
October 2021 - May 2023 · 1 yr 7 mos
Benchmark Advisory Services, LLC
October 2021 - January 2022 · 3 mos
LPL Financial LLC
September 2019 - November 2021 · 2 yrs 2 mos
Financial Resources Group Investment Services, LLCBroker
September 2019 - October 2021 · 2 yrs 1 mo
LPL Financial LLCBroker
September 2019 - November 2021 · 2 yrs 2 mos
J.P. Morgan Securities LLC
February 2018 - September 2019 · 1 yr 7 mos
J.P. Morgan Securities LLCBroker
February 2015 - September 2019 · 4 yrs 7 mos
National Securities CorporationBroker
April 2014 - February 2015 · 10 mos
State Registrations18 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.