William Rogers
William Rogers is a registered investment advisor at Wedbush Securities INC., based in New York, NY, with 11 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 10,048 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wedbush Securities offers investment management through several programs. The fees are based on a percentage of the assets managed and are billed quarterly in advance. The minimum account size is generally $25,000, but exceptions can be made. Fees are negotiable.
Typical fees for the DMI-IC, SDI-IC, MMA, SMA, and UMA accounts are:
- Up to $250,000: 3.00% per year
- $250,001 to $500,000: 2.80% per year
- $500,001 to $1,000,000: 2.50% per year
- $1,000,001 to $3,000,000: 1.90% per year
- $3,000,001 to $5,000,000: 1.60% per year
- $5,000,001 and above: Negotiable
There is a minimum quarterly fee of $62.50 ($250 annually) for DMI-IC accounts and $125 ($500 annually) for SDI-IC accounts. For MMA, SMA, and UMA accounts, there is a minimum quarterly fee of $250 ($1,000 annually).
Location
142 West 57th Street, 12th Fl, New York, NY, 10019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William is the Chief Investment Officer of Qapital Invest, LLC since 2017, dedicating a few hours per week and about 10-20% of his time monthly to managing investment portfolios. Since 2025, he is also the Chief Investment Officer of Wedbush Fund Advisers, LLC, dedicating about 10-20% of his time weekly and monthly to portfolio management and strategy.
Employment History
Current Registrations
Wedbush Securities INC.
Qapital Invest, LLC
Previous Registrations
Venturi Private Wealth
Ascendant Advisors, LLC
State Registrations1 state
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