Brandon Wolk is a CFP-designated registered investment advisor, based in Greenwood Village, CO, with 10 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brandon is a trustee for The Louis S. and Molly B. Wolk Foundation, a philanthropic family foundation. He spends minimal time voting on issues related to fund allocation.
Employment History
Current Registrations
Empower Financial Services, INC.Broker
August 2024 - Present · 1 yr 11 mos
Empower Advisory Group, LLC
August 2024 - Present · 1 yr 11 mos
Empower Financial Services, INC.
August 2024 - Present · 1 yr 11 mos
Previous Registrations
Commonwealth Financial Network
July 2021 - April 2024 · 2 yrs 9 mos
Commonwealth Financial NetworkBroker
July 2021 - April 2024 · 2 yrs 9 mos
TD Ameritrade Investment Management, LLC
April 2019 - December 2020 · 1 yr 8 mos
TD Ameritrade, INC.
April 2019 - January 2021 · 1 yr 9 mos
TD Ameritrade, INC.Broker
February 2019 - January 2021 · 1 yr 11 mos
J.P. Morgan Securities LLCBroker
April 2014 - January 2019 · 4 yrs 9 mos
State Registrations1 state
NY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.