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Christopher Hays

11 Years of Experience
Phoenix, AZ
Sells Insurance

Christopher Hays is a registered investment advisor at Chris Hays Wealth Management LLC, based in Phoenix, AZ, with 11 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 6 clients with $4.8M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$4.8M

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Phoenix, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Christopher maintains an insurance license for advice purposes only. He does not earn commissions from this activity.

Employment History
Current Registrations
Chris Hays Wealth Management LLC
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
City National Securities, INC.
June 2019 - January 2020 · 7 mos
City National Securities, INC.Broker
June 2019 - January 2020 · 7 mos
Comerica SecuritiesBroker
August 2017 - June 2019 · 1 yr 10 mos
Comerica Securities
August 2017 - June 2019 · 1 yr 10 mos
LPL Financial LLC
October 2015 - August 2017 · 1 yr 10 mos
LPL Financial LLCBroker
October 2015 - August 2017 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2014 - July 2015 · 1 yr
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.