SG
SG

Stephen George

10 Years of Experience
Fredericksburg, VA
Broker

Stephen George is a registered investment advisor, based in Fredericksburg, VA, with 10 years of industry experience.

Location

1000 Winchester St. Ste 200, Fredericksburg, VA, 22401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen works as a financial consultant for Atlantic Union Bank and Atlantic Union Financial Consultants LLC/Atlantic Union Bank Wealth Management. These roles take about half of Stephen's time, with a significant portion occurring during trading hours.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
November 2021 - Present · 4 yrs 8 mos
Raymond James Financial Services Advisors, INC
November 2021 - Present · 4 yrs 8 mos
Raymond James Financial Services, INC.
November 2021 - Present · 4 yrs 8 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2020 - June 2020 · 5 mos
Raymond James Financial Services, INC.Broker
January 2020 - June 2020 · 5 mos
Wells Fargo Clearing Services, LLC
April 2017 - January 2020 · 2 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
April 2017 - January 2020 · 2 yrs 9 mos
Edward Jones
September 2014 - March 2017 · 2 yrs 6 mos
Edward JonesBroker
May 2014 - March 2017 · 2 yrs 10 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stephen George - Financial Advisor | TrueAdvisor