ST
CFP
ST
CFP

Sukhjinder Thind

10 Years of Experience
Glendale, CA
Broker

Sukhjinder Thind is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Glendale, CA, with 10 years of industry experience. Sukhjinder operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

535 N Brand Blvd, Ste 1000 and 950, Glendale, CA, 91203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sukhjinder holds a real estate license and is an employee at Insperity PEO Services L.P. The employment takes about a quarter of Sukhjinder's time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2016 - Present · 9 yrs 8 mos
Ameriprise Financial Services, LLC
September 2016 - Present · 9 yrs 8 mos
Ameriprise Financial Services, LLCBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
AXA Advisors, LLC
March 2015 - April 2015 · 1 mo
AXA Advisors, LLCBroker
August 2014 - April 2015 · 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.