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CFP
EM
CFP

Emily Mullane

Commonwealth Financial Network
12 Years of Experience
Hyannis, MA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Emily Mullane is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Hyannis, MA, with 12 years of industry experience. Emily is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2913 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

540 Main Street, Suite 16A, Hyannis, MA, 02601

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Emily sells fixed insurance, dedicating minimal time to this activity. She also owns Claire & Lee Gifts, an online gift sales business, but spends no time on it during business hours.

Employment History
Current Registrations
Commonwealth Financial Network
May 2024 - Present · 2 yrs 5 mos
Commonwealth Financial NetworkBroker
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2018 - May 2024 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2018 - May 2024 · 6 yrs 2 mos
MML Investors Services, LLCBroker
August 2016 - November 2017 · 1 yr 3 mos
Nylife Securities LLCBroker
May 2014 - August 2016 · 2 yrs 3 mos
State Registrations4 states
MANHRIVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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