AW
AW

Alexander John Wallerich

10 Years of Experience
Broker
Areas of Practice
Financial Planning & CoachingRetirement PlanningInvestment ManagementEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1370 advisors
Number of Clients
97,702 clients
Average Client Portfolio
$616K average
Assets Under Management
$60.2B

Fee Structure

Minimum Investment:$5K
Loading...

Location

5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alexander works as a Wealth Manager & Financial Advisor through The KNW Group and as a Senior Advisor - Wealth Management at NFP, both registered rep activities through Kestra Investment Services, LLC. He also provides investment advisory services through Kestra Advisory Services, dedicating full-time hours to these activities.

Employment History
Current Registrations
Kestra Advisory Services, LLC
March 2017 - Present · 8 yrs 11 mos
Kestra Investment Services, LLCBroker
March 2017 - Present · 8 yrs 11 mos
Previous Registrations
Nylife Securities LLCBroker
February 2015 - February 2017 · 2 yrs
State Registrations13 states
ARAZCACOFLGAIAKSMNOHPAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.