DA
DA

Dustin Abels

11 Years of Experience
Forest City, IA
BrokerSells Insurance

Dustin Abels is a registered investment advisor at LPL Financial LLC, based in Forest City, IA, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

205 S Clark St, Forest City, IA, 50436

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Dustin operates under the DBA Abels Financial Services, LTD for his LPL business since 2019 and owns rental real estate since 2007. He also engages in non-variable insurance activities since 2021.

Employment History
Current Registrations
LPL Financial LLC
December 2021 - Present · 4 yrs 5 mos
LPL Financial LLC
December 2021 - Present · 4 yrs 5 mos
LPL Financial LLCBroker
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Securities America Advisors, INC.
October 2017 - December 2021 · 4 yrs 2 mos
Securities America, INC.Broker
October 2017 - December 2021 · 4 yrs 2 mos
Sii Investments, INC.
May 2015 - October 2017 · 2 yrs 5 mos
Sii Investments, INC.Broker
April 2014 - October 2017 · 3 yrs 6 mos
State Registrations9 states
AZCAIALAMNMONCNMTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dustin Abels - Financial Advisor | TrueAdvisor