Kelly Davis
Kelly Davis is a registered investment advisor at MML Investors Services, LLC, based in Niagara Falls, NY, with 11 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Niagara Falls, NY
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Regulatory History (1)
Financial
May 2020Other Business Activities
Kelly owns KLD Bookkeeping, providing bookkeeping services for a small business since 2019. This takes a few hours per week and does not occur during securities trading hours.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Planmember Securities CorporationBroker
Planmember Securities Corporation
Farmers Financial Solutions, LLC
Farmers Financial Solutions, LLCBroker
Financial West Group
Financial West GroupBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.