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Amber Roane

9 Years of Experience
Akron, OH
Broker

Amber Roane is a registered investment advisor at Cetera Investment Advisers LLC, based in Akron, OH, with 9 years of industry experience. Amber operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

275 Springside Dr Ste 270, Akron, OH, 44333

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amber is a registered admin at Prosperity Advisors LLC, a financial services firm, dedicating about a quarter of her time. She also refers clients to a CPA at Prosperity Tax Center, LLC and works as a notary public, spending minimal time on each of these activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
April 2016 - Present · 10 yrs 3 mos
Previous Registrations
Cetera Advisors LLC
July 2016 - March 2024 · 7 yrs 8 mos
State Registrations8 states
IDINKSMAMOOHSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Amber Roane - Financial Advisor | TrueAdvisor