SJ
SJ

Stephen Jenkins

12 Years of Experience
Battle Creek, MI
1 DisclosureBroker

Stephen Jenkins is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Battle Creek, MI, with 12 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

4625 Beckley Road, Building 200, Battle Creek, MI, 49015

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Denied
Other Business Activities

Stephen is a partner in Riverside Enterprise LLC, a real estate agent, and has real estate holdings through Lakeview Landings DBA and CJMJ Properties DBA. These activities require minimal time commitment.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 7 yrs
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 7 yrs
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
August 2014 - October 2019 · 5 yrs 2 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
June 2014 - October 2019 · 5 yrs 4 mos
State Registrations40 states
AKALAZCACOCTFLGAHIIAILINKSKYMAMIMNMOMTNCNDNENJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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