Kristen Dealy is a CFP-designated registered investment advisor at Santa Barbara Management, based in Chicago, IL, with 12 years of industry experience. Kristen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 9 clients with $530M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Santa Barbara Management charges fees based on the value of your portfolio or the broader family assets under advisement. Actual fees vary and are individually negotiated based on the scope and complexity of services, the size and composition of your portfolio, and other factors. Fees are generally billed quarterly in advance.
Location
222 N. Lasalle Street, Suite 625, Chicago, IL, 60601
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kristen works full-time as a Private Wealth Advisor Director at BMO Bank NA since 2019. She also owns rental real estate in Chicago, dedicating minimal time to it.
Employment History
Current Registrations
Santa Barbara Management
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
BMO Harris Financial Advisors, INC.Broker
BMO Harris Financial Advisors, INC
Morgan Stanley
Morgan StanleyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jack Cagigal, CFPSanta Barbara Management
- Nicholas Hunt, CFPOppenheimer & CO. INC.
- Aimee O'connor, CFPMarquette Associates, INC.
- Sean Knoerzer, CFPCorient
- Deshawn Peterson, CFPMidland Wealth Management
- Wanjiku Ikenye, CFPJ.P. Morgan Securities LLC