Jonathan Herzog is a CFA-designated registered investment advisor, based in New York, NY, with 11 years of industry experience.
Location
400 Park Avenue, 10th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cnr Securities, LLC
February 2020 - Present · 6 yrs 5 mos
Cnr Securities, LLCBroker
February 2020 - Present · 6 yrs 5 mos
RBC Rochdale, LLC
August 2018 - Present · 7 yrs 11 mos
Previous Registrations
P-Squared Capital Management
January 2015 - August 2018 · 3 yrs 7 mos
P-Squared Capital Management
December 2014 - December 2014 · 0 mos
State Registrations6 states
CAMNNCNYPATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.