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Ronald Leptien

5 Years of Experience
Mosinee, WI
Broker

Ronald Leptien is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mosinee, WI, with 5 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

306 Water Street, Mosinee, WI, 54455

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2025 - Present · 10 mos
Raymond James Financial Services, INC.Broker
October 2025 - Present · 11 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
April 2018 - August 2019 · 1 yr 4 mos
Ameriprise Financial Services, INC.
April 2018 - August 2019 · 1 yr 4 mos
First Allied Advisory Services, INC.
August 2015 - April 2018 · 2 yrs 8 mos
First Allied Securities, INC.Broker
September 2014 - April 2018 · 3 yrs 7 mos
State Registrations10 states
ARAZCAFLIDILMNMOSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Leptien - Financial Advisor | TrueAdvisor