Nicholas Lenning
Nicholas Lenning is a registered investment advisor at Cetera Investment Advisers LLC, based in Surprise, AZ, with 10 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
13839 W. Bell Road, Suite 100, Surprise, AZ, 85374
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is involved in several businesses, including Lenning & Co., Inc (tax preparation/accounting), Avantax Insurance Agency LLC (selling annuities), Lenning & Associates (tax returns and financial services), Lenning Wealth Management LLC (wealth management), and Lenning Tax and Accounting Services Inc (tax preparation/accounting). He dedicates about half his time to tax preparation, bookkeeping, wealth management, and investment services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations6 states
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