Andrew Smith
Andrew Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Gadsden, AL, with 7 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Gadsden, AL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew works as a receptionist, treasurer for the Kiwanis Club and the Episcopal Church, and a self-employed tax preparer (about a quarter of his time). He also has the ability to sell various annuity and variable insurance products through Avantax Insurance Agency LLC, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations7 states
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