Stephen Smith
Stephen Smith is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 8 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Firm Size
IM Fee
Location
1290 Avenue of the Americas, New York, NY, 10104
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is the Chair of the C1 Work Group for the American Academy of Actuaries, a professional organization. He dedicates minimal time both during and outside of trading hours to this role, assisting public policymakers on investment-related capital requirements for US life insurers.
Employment History
Current Registrations
Neuberger Berman Bd LLC
Neuberger Berman Bd LLCBroker
Neuberger Berman Bd LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.