William Ham is a registered investment advisor, based in Southlake, TX, with 11 years of industry experience.
Location
Southlake, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William works as an insurance agent, dedicating minimal time to this role. He also works full-time as an advisory representative of a registered investment advisor (RIA) and owns 27T Financial, spending full-time hours on both activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
September 2021 - Present · 4 yrs 10 mos
Cambridge Investment Research Advisors, INC.
August 2021 - Present · 4 yrs 11 mos
Previous Registrations
Fisher Investments
January 2019 - August 2021 · 2 yrs 7 mos
John Hancock Distributors LLCBroker
May 2014 - November 2018 · 4 yrs 6 mos
State Registrations2 states
CATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.