Samuel Arnott is a registered investment advisor, based in Austin, TX, with 10 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Samuel officiates high school wrestling matches and works as a driver/independent contractor for Uber. These activities each take minimal time.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
June 2017 - Present · 9 yrs 3 mos
Kestra Investment Services, LLC
June 2017 - Present · 9 yrs 3 mos
Kestra Advisory Services, LLC
June 2017 - Present · 9 yrs 3 mos
Previous Registrations
Edward Jones
August 2015 - June 2017 · 1 yr 10 mos
Edward JonesBroker
July 2015 - June 2017 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.