Anthony Spencer is a registered investment advisor, based in Saratoga Springs, NY, with 10 years of industry experience.
Location
85 Railroad Place, Suite 101A, Saratoga Springs, NY, 12866
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Etico Partners, LLCBroker
March 2025 - Present · 1 yr 2 mos
Quartz Partners Investment Management
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Park Avenue Securities LLC
March 2024 - February 2025 · 11 mos
Park Avenue Securities LLCBroker
February 2024 - February 2025 · 1 yr
Forthright Capital Advisory
August 2023 - October 2023 · 2 mos
Nylife Securities LLCBroker
July 2020 - October 2022 · 2 yrs 3 mos
Nylife Distributors LLCBroker
March 2016 - July 2020 · 4 yrs 4 mos
Nylife Securities LLCBroker
July 2014 - March 2016 · 1 yr 8 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.