James Ausloos
James Ausloos is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Chandler, AZ, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
2555-2595 W Chandler Blvd, Ci Relationship Management, Chandler, AZ, 85224
Get directionsHistory
Regulatory History (1)
Criminal
May 1989Other Business Activities
James is a consultant/independent contractor for Stem+C, Ram Solutions, and MultiGP Drone Racing League. These roles involve STEM education programs, freight brokerage scheduling, and drone racing event scheduling, respectively, taking a few hours per week.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.