Nicholas Walker is a CFP-designated registered investment advisor, based in Charlotte, NC, with 11 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1901 Roxborough Rd., Suite 300, Charlotte, NC, 28211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas works full-time as a financial advisor for NFP, providing investment advisory services and managing wealth. He also holds a North Carolina insurance license for life and accident/health insurance through NFP.
Employment History
Current Registrations
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Wealthspire Retirement Advisory
Previous Registrations
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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