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Francisco Cantu

Charles Schwab & CO., INC.
10 Years of Experience
Corpus Christi, TX
1 DisclosureBroker
View SEC Summary
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Francisco Cantu is a registered investment advisor at Charles Schwab & CO., INC., based in Corpus Christi, TX, with 10 years of industry experience. Francisco is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Corpus Christi, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2021
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Charles Schwab & CO., INC.
July 2019 - Present · 7 yrs 3 mos
Charles Schwab & CO., INC.
July 2019 - Present · 7 yrs 3 mos
Charles Schwab & CO., INC.Broker
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Optionsxpress, INC.Broker
January 2017 - November 2017 · 10 mos
Charles Schwab & CO., INC.
March 2015 - February 2018 · 2 yrs 11 mos
Charles Schwab & CO., INC.Broker
October 2014 - February 2018 · 3 yrs 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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