Evan Becerra is a registered investment advisor, based in Denver, CO, with 11 years of industry experience.
Location
730 17th St., #830, Denver, CO, 80202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Evan is an insurance broker appointed with outside insurance carriers through Ash Brokerage, dedicating minimal time to this activity. He also operates under the DBA Legacy Tree Financial Group to sell New York Life products and broker non-registered insurance products.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.