Uzair Hafeez is a registered investment advisor at Secondmarket Financial, LLC, based in Woodstock, GA, with 11 years of industry experience. Uzair operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7 clients with $140M in assets under management.
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SecondMarket Financial advises private funds, not individual investors. They do not directly manage investments for individual clients. Instead, they advise the funds on whether to invest in a particular private company, when to sell those investments, and how to vote on company matters.
Location
Woodstock, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Secondmarket Financial, LLC
Npm Securities, LLC
Npm Securities, LLCBroker
Previous Registrations
E*trade Capital Management, LLC
E*trade Securities LLCBroker
State Registrations53 states
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