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Andrew Spears

11 Years of Experience
Los Lunas, NM
Broker

Andrew Spears is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Los Lunas, NM, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1850 Main St NE, Los Lunas, NM, 87031

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew owns rental real estate property since June 2023, which is currently being fixed up. He also owns an online travel website since 2006, dedicating a few hours per week to it.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2023 - Present · 2 yrs 10 mos
Raymond James Financial Services, INC.Broker
September 2023 - Present · 2 yrs 10 mos
Previous Registrations
Edward Jones
December 2014 - September 2023 · 8 yrs 9 mos
Edward JonesBroker
September 2014 - September 2023 · 9 yrs
State Registrations16 states
ALAZCACODCFLIDILKSMDMONMNYOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Spears - Financial Advisor | TrueAdvisor