SP
CFP
SP
CFP

Steven Pantuso

10 Years of Experience
Ormond Beach, FL
Broker

Steven Pantuso is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Ormond Beach, FL, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Ormond Beach, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.
October 2024 - Present · 1 yr 7 mos
Raymond James & Associates, INC.
April 2024 - Present · 2 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.
April 2024 - September 2024 · 5 mos
TD Ameritrade, INC.Broker
July 2021 - December 2023 · 2 yrs 5 mos
TD Ameritrade, INC.
July 2021 - October 2022 · 1 yr 3 mos
Charles Schwab & CO., INC.
September 2016 - March 2024 · 7 yrs 6 mos
Charles Schwab & CO., INC.
September 2015 - September 2016 · 1 yr
Charles Schwab & CO., INC.Broker
July 2015 - March 2024 · 8 yrs 8 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.